UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDED SCHEDULE 13 G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN
STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13D-2
(Amendment No. )
S.Y. BANCORP, INC.
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
785060104
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
CUSIP No. 785060104
1. Names
of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons
Stock Yards
Bank & Trust Company
61-0354170
2. Check
the Appropriate Row if a Member of a Group
(a) _________
(b) X
3. SEC Use Only __________________________________________________________
4.
Citizenship or Place of Organization
Kentucky
Number of Shares Beneficially Owned by Each Reporting Person With:
5.
Sole Voting
Power 665,629
6. Shared Voting Power
7. Sole Dispositive
Power 299,430
8. Shared Dispositive
Power 197,776
9. Aggregate Amount
Beneficially Owned by Each Reporting
Person 665,629
10. Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
(See
Instructions)
11. Percent of Class Represented by Amount
in Row
9 4.78%
12. Type of Reporting
Person BK
Item
1.(a) Name of Issuer:
S.Y. Bancorp, Inc.
Item
1.(b) Address of Issuer’s Principal Executive
Offices:
1040 East Main Street
Louisville, KY 40206
Item
2.(a) Name of Person Filing:
Stock Yards Bank & Trust Company
Item
2.(b) Address of Principal Business Office, or if None,
Residence:
Same as 1(b)
Item
2.(c) Citizenship:
A Kentucky Corporation
Item
2.(d) Title of Class of Securities:
Common Stock
Item
2.(e) CUSIP Number:
785060104
Item
3. If this statement is filed
pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a:
(b)
[X] Bank as defined in Section 3(a)(6) of the Act
Item
4. Ownership.
(a) Amount Beneficially Owned:
The Bank, in its various
fiduciary capacities as agent, personal representative, custodian and trustee,
is the beneficial owner (as that term is defined in Rule 13d-3) of 665,629
shares of the Common Stock, no par value, of S.Y. Bancorp, Inc., the
Bank’s parent company.
(b)
Percent of Class:
4.78%
(c)
Number of Shares as to which such person has:
(i) sole
power to vote or to direct the vote
665,629
(ii) shared power to vote or to direct the
vote
0
(iii) sole power to dispose or to direct the
disposition of
299,430
(iv) shared power to dispose or to direct the
disposition of
197,776
Item
5. Ownership of Five Percent or
Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following. [X]
Item
6. Ownership of More than Five
Percent on Behalf of Another Person.
Other persons have the right to receive or the power to direct the receipt
of dividends from, or the proceeds from the sale of, certain of the securities
held by the Bank in its various fiduciary capacities.
Item
7. Identification and
Classification of the Subsidiary Which Acquired the Security Being Reported on
by the Parent Holding Company or Control Person.
Not Applicable.
Item
8. Identification and
Classification of Members of the Group.
Not Applicable.
Item
9. Notice of Dissolution of
Group.
Not Applicable
Item
10. Certifications.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of such
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
January 23, 2013
STOCK YARDS BANK & TRUST COMPANY |
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By: |
/s/ Kathy C. Thompson |
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Kathy C. Thompson |
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Senior Executive Vice President |